上市公司内部控制问题研究——以乐视公司为例.docxVIP

PAGE PAGE 16 PAGE PAGE 1 摘 要 内部控制是保证上市公司经营合法有效、财务真实可靠的一种有效的控制体系。本文通过将乐视公司作为案例对上市公司内部控制状况进行阐述。迄今为止许多的上市公司面临一系列的内部控制问题，为了解决这些问题我们提出了相应的对策建议，以期为上市公司的平稳运营、有序发展提供帮助。 本文主要运用文献分析法、系统分析法以及引用经典案例的方法来对上市公司内部控制方面存在的某些问题进行具体描述。首先通过一系列的研究调查看清上市公司内部控制下的某些情况，并且深刻理解内部控制制度对上市公司的积极方面的影响。其次，有针对性的阐述上市公司在内部控制过程中所遇到的问题以及现存内部控制框架存在的缺陷，为以后给上市公司提出对应策略做出铺垫。最后，主要是针对以上发现的问题与不足之处提出应对策略，这可以为上市公司平稳健康的发展提供建设性指导。 关键词：上市公司;内部控制;乐视;对策研究 ABSTRACT Internal control is an effective control system to ensure that listed companies operate legally and effectively, and that their finances are real and reliable. This article elaborates the internal control status of listed companies by taking Le Company as a case. So far, many listed companies are facing a series of internal control problems. In order to solve these problems, we put forward corresponding countermeasures and suggestions in order to provide help for the smooth operation and orderly development of listed companies. This paper mainly uses literature analysis method, system analysis method and classical case method to describe some problems in internal control of listed companies. At first, through a series of research and investigation, we can see some situations under the internal control of listed companies, and deeply understand the positive impact of internal control system on listed companies. Then, it expounds the problems encountered by Listed Companies in the process of internal control and the defects of the existing internal control framework, which paves the way for the corresponding strategies for listed companies in the future. Finally, this paper puts forward the countermeasures to the problems and shortcomings found above, which can provide constructive guidance for the stable and healthy development of listed companies Keywords: Listed Companies; Internal Control; Le; Countermeasure Research; 目 录 TOC \o "1-3" \h \z \u 摘 要 I ABSTRACT II 一、引言 1 （一）研究的背景及意义 1 1.研究背景 1 2.国内外研究现状 1 3.研究意义 2 （二